Provider attributes

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Clinical information systems use structured data elements to identify and categorize individuals and groups of health care providers. These provider attributes describe the person, credentials, services, and business practices of providers. They may also describe providers' relationships to patients, other providers and organizations. Incentive programs such as the federal Medicare and Medicaid Electronic Health Records (EHR) Incentive Programs (“Meaningful Use”), value-based purchasing and the development of accountable care organizations have increased the demand for data exchange and clinical decision support based on the individuals and groups of providers involved with care delivery. Since the 2010 passage of the Affordable Care Act, there have been increasing efforts to standardize and integrate provider attributes into clinical information systems, particularly electronic health records and health information exchanges.

Standards-based Provider Attributes

Examples:

Person

  1. Name
  2. Provider identifiers
  3. Gender
  4. Age
  5. Language(s) spoken

Training

  1. Provider Type
  2. Specialty*
  3. Licensing/Accreditation/Certification (LCR)
  4. LCR expiration and renewal dates

Work context

  1. Health plan network
  2. Organization(s) (member of)
  3. Location(s)
  4. Contact information
  5. Work schedule
  6. Accepting new patients

Note that although Specialty is specified by multiple provider directory standards, different provider taxonomies represent variably distinct concepts. See: #Challenges

Non-Standard Attributes

Examples:

  • Role
  • Hospital privileges
  • Clinical service(s) (member of)
  • Clinical microsystem(s) (member of)
  • Hospital unit(s) (member of)
  • Custom specialty taxonomy code(s)

Use Cases

Challenges

Semantic inconsistencies across interfaced clinical information systems and the lack of standards integration are significant barriers to provider attribute-determined functionality. Admission, Discharge, Transfer (ADT) systems typically house provider attribute data associated with practice management such as the cost center construct(s) assigned to a given provider. For EHR systems in which the ADT is separate from the rest of the EHR, differing data structures and interface limitations can lead to mismatched provider attribute mapping or the creation of records with values that are out of synch with actual patient-provider-encounter relationships. An example of the first challenge would be an EHR displaying a general cost center name or academic specialty rather than a clinical service. An example of the latter would be a change in the EHR record of a hospitalized patient that specifies a new attending provider (a role) that is not shared with with the ADT system.

"Specialty" is a particularly complex provider attribute as the term is used in different contexts to represent different concepts. The multiple terminologies associated with specialty reflect this complexity. For example, in an ADT system, Specialty is likely to represent the business unit or department in which a provider primarily works. The name of this department is typically derived from the personal training history of the majority of its providers. It might also represent the Medicare provider type (selected when the provider enrolled as a Medicare provider) or perhaps it is populated with Healthcare Provider Taxonomy Codes sponsored by the National Uniform Claim Committee (NUCC; assigned when applying for a National Provider Identifier (NPI). Based on these scenarios, a family practitioner who sees a newborn in a hospital nursery will have an ADT-derived specialty listed in association with this care with the following possible values:

Family Practice [organizational/practice group name];
Family Practice [Medicare type];
Family Medicine [an NUCC taxonomy name]

None of these terms conceptually represent the service rendered by the provider in the nursery, where she intermittently rotates with a pediatric nurse practitioner and three pediatricians to cover routine newborn care in the hospital. The impact of recording mismatched provider attributes is potentially significant. Two areas most likely to be affected are Clinical Decision Support (CDS) and data analytics.

The potential effect on CDS can be seen by imagining CDS tools designed to support newborn care that are triggered on the basis of specialty. In the example above, all providers with Family Practice/Family Medicine- the majority of whom may not work in the nursery- may be forced to encounter alerts or filtered views. The converse is not desirable either: if specialty-defined CDS is offered only to those with "Pediatrics" as a specialty, the provider who works the least in the nursery setting will be the one who does not have CDS available to her. The misuse of "Specialty" as a surrogate for the set of providers who rotate in the nursery, essentially neutralizes the attribute as a discriminatory variable to drive this and potentially other instances of CDS in the EHR. For data analysts, the complexities of data aggregation is also significantly exacerbated when semantic mismatches such as this occur. Analysts are forced to discover and validate other indicators that correlate with mismatched or unreliable provider attributes, raising costs and threatening the validity of their findings.

One solution to the nursery example would be to define "clinical service(s)" for the work context of the provider, where the attribute is defined as belonging to a set of providers who rotate according to a schedule to provide care to a certain population of patients (e.g., newborns delivered at a defined hospital). Although clinical service was not specifically adopted as an attribute by the Integrating the Healthcare Enterprise (IHE) Information Technology Infrastructure (ITI) Technical Committee (see: #Non-Standard Attributes) did specify that nested "organizational provider" entities could serve the same function. This offers local organizations the opportunity to define operational units that could serve as targets for CDS and indicators of hospital processes though such nested organizations would not necessarily be meaningful or actionable by a different Clinical Information System.

Maintenance of provider attributes is a pervasive challenge. Rapid role turnover was cited by the IHE ITI Technical Committee as the basis for excluding "role" as a provider attribute for its trial implementation of its IHE IT Infrastructure Technical Framework Supplement – Healthcare Provider Directory (HPD). Roles are frequently included in non-provider attribute standards. For example, HL7 Clinical Document Architecture, Release 2, which specifies roles such as attending physician and primary care provider within its from the Participation class of the HL7 Reference Information Model[ref]. Outside a Provider Directory, an argument could be made that "Allowable Role(s)" could be a useful provider attribute to serve as constraints on the accidental assignment of inappropriate roles (i.e., the assignment of an exclusive specialist as a patient primary care provider).

Provider Directory and Related Standards

Standard Type Standard Developer Comment
IHE IT Infrastructure Technical Framework Supplement – Healthcare Provider Directory (HPD) Structural Integrating the Healthcare Enterprise Comment
HL7 Version 3 Standard: Healthcare, Community Services and Provider Directory, Release 1 A Service Model Specification Structural HL7 International Comment
Health Care Provider Taxonomy Content National Uniform Claim Committee (NUCC) Comment
Crosswalk: Medicare Provider/Supplier to Healthcare Provider Taxonomy CMS Center for Program Integrity, Division of Policy & Regulatory Development Comment
Specialty medical boards Content Multiple professional organizations Comment
Provider Directory (ASC X12 004050X109) Transactional ASRX12 (The Accredited Standards Committee) Comment
Provider Directory (4010X109), Inquiry and Response (4010X185) Content/Transactional (Implementation Specifications) ASRX12 (The Accredited Standards Committee) Comment
Health informatics — Directory services for health care providers, subjects of care, and other entities (ISO/TS 21091) Content/Transactional IISO (International Organization for Standardization) Comments


References

  1. Dolin RH, Alschuler L, Boyer S, Beebe C, Behlen FM, Biron PV, Shabo (Shvo) A. HL7 Clinical Document Architecture, Release 2. J Am Med Inform Assoc. 2006 Jan-Feb; 13(1): 30–39.